FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 10/09/2014 |
3. Issuer Name and Ticker or Trading Symbol
Dave & Buster's Entertainment, Inc. [ PLAY ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock, $0.01 par value | 30,656,879 | I | See footnotes(1)(3)(4) |
Common Stock, $0.01 par value | 1,006,843 | I | See footnotes(2)(3)(4) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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Explanation of Responses: |
1. These securities are held by Oak Hill Capital Partners III, L.P. |
2. These securities are held by Oak Hill Capital Management Partners III, L.P. |
3. The general partner of Oak Hill Capital Partners III, L.P. and Oak Hill Capital Management Partners III, L.P. is OHCP GenPar III, L.P. The general partner of OHCP GenPar III, L.P. is OHCP MGP Partners III, L.P. The general partner of OHCP MGP Partners III, L.P. is OHCP MGP III, Ltd. |
4. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. |
Remarks: |
Exhibit 99.1 - Additional Signatures |
/s/ Tyler J. Wolfram, Vice President | 10/09/2014 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
OAK HILL CAPITAL PARTNERS III, L.P.
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By:
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OHCP GenPar III, L.P., its General Partner
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By:
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OHCP MGP Partners III, L.P., its General Partner
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By:
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OHCP MGP III, Ltd., its General Partner
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By:
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/s/ Tyler J. Wolfram
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Tyler J. Wolfram
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10/09/2014
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Vice President
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OAK HILL CAPITAL MANAGEMENT PARTNERS III, L.P.
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By:
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OHCP GenPar III, L.P., its General Partner
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By:
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OHCP MGP Partners III, L.P., its General Partner
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By:
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OHCP MGP III, Ltd., its General Partner
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By:
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/s/ Tyler J. Wolfram
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Tyler J. Wolfram
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10/09/2014
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Vice President
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OHCP GENPAR III, L.P.
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By:
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OHCP MGP Partners III, L.P., its General Partner
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By:
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OHCP MGP III, Ltd., its General Partner
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By:
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/s/ Tyler J. Wolfram
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Tyler J. Wolfram
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10/09/2014
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Vice President
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OHCP MGP PARTNERS III, L.P.
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By:
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OHCP MGP III, Ltd., its General Partner
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/s/ Tyler J. Wolfram
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Tyler J. Wolfram
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10/09/2014
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Vice President
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