UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13D
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. 4)*
DAVE & BUSTER'S, INC.
(Name of Issuer)
COMMON STOCK, PAR VALUE $0.01 PER SHARE
(Title of Class of Securities)
23833N104
(CUSIP Number)
Kurt Butenhoff
c/o Bear Stearns & Co. Inc.
383 Madison Avenue
New York, New York 10179
Telephone Number: (212) 272-6849
(Name, Address and Telephone Number of Person Authorized to Receive Notices and
Communications)
February 15, 2002
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box
[ ].
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
Page 1 of 1
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CUSIP NO. 23833N104 13D PAGE 2 OF 7 PAGES
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1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
MANDARIN, INC.
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (A)[ ]
(B) X
- ---------------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
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4 SOURCE OF FUNDS*
NOT APPLICABLE
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ]
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
BAHAMAS
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7 SOLE VOTING POWER
NUMBER OF 0
SHARES -------------------------------------------------------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY
EACH 893,000
REPORTING -------------------------------------------------------------------------------------------
PERSON
WITH 9 SOLE DISPOSITIVE POWER
0
------------------------------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
893,000
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11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
893,000
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12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ]
- ---------------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
6.9% (SEE ITEM 5.)
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14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
CO
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Page 2 of 2
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CUSIP NO. 23833N104 13D PAGE 3 OF 7 PAGES
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- ---------------------------------------------------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
JOSEPH LEWIS
- ---------------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (A)[ ]
(B) X
- ---------------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- ---------------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
NOT APPLICABLE
- ---------------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ]
- ---------------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
UNITED KINGDOM
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7 SOLE VOTING POWER
NUMBER OF 0
SHARES -------------------------------------------------------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY
EACH 893,000
REPORTING -------------------------------------------------------------------------------------------
PERSON 9 SOLE DISPOSITIVE POWER
WITH
0
-------------------------------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
893,000
- ---------------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
893,000
- ---------------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ]
- ---------------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
6.9% (SEE ITEM 5.)
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14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
IN
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Page 3 of 3
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CUSIP NO. 23833N104 13D PAGE 4 OF 7 PAGES
- ---------------------------------------------------------------------------------------------------------------------
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1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
JANE LEWIS
- ---------------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (A)[ ]
(B) X
- ---------------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- ---------------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
NOT APPLICABLE
- ---------------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ]
- ---------------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
UNITED KINGDOM
- ---------------------------------------------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF 0
SHARES -------------------------------------------------------------------------------------------
BENEFICIALLY
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 893,000
PERSON -------------------------------------------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
0
-------------------------------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
893,000
---------------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
893,000
- ---------------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ]
- ---------------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
6.9% (SEE ITEM 5.)
- ---------------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
IN
- ---------------------------------------------------------------------------------------------------------------------
Page 4 of 4
ITEM 1. SECURITY AND ISSUER
(i) Name of Issuer: Dave & Buster's, Inc. ("DAB")
(ii) Address of the Principal Executive Offices of DAB: 2481 Manana
Drive, Dallas, Texas 75220
(iii) Title of Class of Equity Securities to which this Statement
relates: Common Stock, $0.01 par value per share (the "Common
Stock")
ITEM 2. IDENTITY AND BACKGROUND
Mandarin, Inc. ("Mandarin") is a corporation organized under the laws
of the Bahamas as an investment vehicle. The shareholders and directors of
Mandarin are Joseph Lewis and Jane Lewis, who are permanent residents of the
Bahamans and citizens of the United Kingdom. The business address of each of
Mandarin, Joseph Lewis and Jane Lewis is c/o Cay House, P.O. Box N7776, Lyford
Cay, New Providence, Bahamas, United Kingdom. The principle business of each of
Joseph Lewis and Jane Lewis is private investments and serving as directors of
Mandarin.
During the last five years, neither Mandarin, Joseph Lewis or Jane
Lewis has been (i) convicted in a criminal proceeding (excluding traffic
violations or similar misdemeanors) or (ii) a party to a civil proceeding of a
judicial or administrative body of a competent jurisdiction and as a result of
which was or is subject to a judgment, decree or final order enjoining future
violations of, or prohibiting or mandating activities subject to, Federal or
State securities laws or finding any violation with respect to such laws.
ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION
Not applicable.
ITEM 4. PURPOSE OF TRANSACTION
Neither Mandarin, Joseph Lewis or Jane Lewis have any present plans or
proposals that relate to or would result in any matter required to be disclosed
in response to paragraphs (a) through (j) of Item 4 of Schedule 13D.
ITEM 5. INTEREST IN SECURITIES OF THE ISSUER
(a) - (c)
Mandarin owns 893,000 shares of Common Stock, which constitutes
approximately 6.9% of DAB's outstanding shares of Common Stock (based on
12,957,042 shares outstanding as of December 14, 2001, as reported on the Form
10-Q filed on December 14, 2001 by DAB). Joseph Lewis and Jane Lewis, as the
only shareholders of Mandarin, are the beneficial owners of the 893,000 shares
of Common Stock, which constitutes approximately 6.9% of DAB's outstanding
shares of Common Stock (based on 12,957,042 shares outstanding as of December
14, 2001, as reported on the Form 10-Q filed on December 14, 2001 by DAB).
Mandarin, Joseph Lewis and Jane Lewis have shared power to vote and to dispose
of the 893,000 shares of Common Stock.
Page 5 of 5
Set forth below are the number of shares, trading dates and average
price per share for all sales of Common Stock made by Mandarin within the past
60 days. All sales were open market transactions and were effected on the Nasdaq
National Market.
Number Trading Price
of Shares Date Per Share
--------- ------- ---------
42,000 2/14/02 8.9738
179,600 2/15/02 9.0009
(d) None.
(e) Not applicable.
ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT
TO SECURITIES OF THE ISSUER
None.
ITEM 7. MATERIAL TO BE FILED AS EXHIBITS
None.
Page 6 of 6
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Dated: February 22, 2002
MANDARIN, INC.
/s/ Joseph Lewis
-------------------------------
Name: Joseph Lewis
Title: Director
/s/ Joseph Lewis
-------------------------------
Joseph Lewis
/s/ Jane Lewis
-------------------------------
Jane Lewis
Page 7 of 7
