SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
Current Report Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
Date of report (Date of earliest event
reported):
(Exact name of registrant as specified in its charter)
|
(State of incorporation) |
(Commission File Number) |
(IRS Employer Identification Number) |
| (Address of principal executive offices) |
Registrant’s telephone number,
including area code: (
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
Written communications pursuant to Rule 425 under the Securities Act | ||
| Soliciting material pursuant to Rule 14a-12 of the Exchange Act | ||
| Pre-commencement communications pursuant to Rule 14d-2(b) Exchange Act | ||
| Pre-commencement communications pursuant to Rule 13e-4(c) Exchange Act |
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class | Trading Symbol(s) | Name of each exchange on which registered | ||
Indicate by check mark whether the Registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
Item 5.07. Submission of Matters to a Vote of Security Holders.
At the Annual Meeting on June 23, 2020, the following matters were submitted to the vote of the shareholders, with the results of voting on each such matter as set forth below.
Proposal 1
Each of the Registrant’s nominees was elected a director to hold office until the next Annual Meeting of Shareholders or until his or her successor is elected and qualified.
| Name | Number of Shares Voted | |||
| For | Against | Abstain | Broker Non-Vote | |
| Hamish A. Dodds | 20,643,881 | 191,109 | 26,670 | 7,933,756 |
| Michael J. Griffith | 20,560,990 | 261,160 | 39,510 | 7,933,756 |
| Jonathan S. Halkyard | 20,507,969 | 328,670 | 25,021 | 7,933,756 |
| John C. Hockin | 20,709,335 | 126,862 | 25,463 | 7,933,756 |
| Brian A. Jenkins | 20,639,704 | 196,708 | 25,248 | 7,933,756 |
| Stephen M. King | 20,638,025 | 184,153 | 39,482 | 7,933,756 |
| Patricia H. Mueller | 19,911,357 | 910,388 | 39,915 | 7,933,756 |
| Kevin M. Sheehan | 19,923,279 | 913,524 | 24,857 | 7,933,756 |
| Jennifer Storms | 20,475,893 | 336,345 | 49,422 | 7,933,756 |
Proposal 2
The proposal to ratify the appointment of KPMG LLP as Independent Registered Public Accounting Firm for the fiscal year ending January 31, 2021 was approved. The results were as follows:
| For | Against | Abstain |
| 28,406,478 | 336,935 | 52,003 |
Proposal 3
The proposal on the Registrant’s executive compensation was approved. The results were as follows:
| For | Against | Abstain | Broker Non-Vote |
| 20,558,425 | 277,407 | 25,828 | 7,933,756 |
Proposal 4
The proposal on the Registrant’s Amended and Restated 2014 Omnibus Incentive Plan was approved. The results were as follows:
| For | Against | Abstain | Broker Non-Vote |
| 16,332,619 | 4,488,148 | 40,893 | 7,933,756 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| DAVE & BUSTER’S ENTERTAINMENT, INC. | |||
| Date: June 23, 2020 | By: | /s/ Robert W. Edmund | |
| Robert W. Edmund | |||
|
General Counsel, Secretary and Senior Vice President of Human Resources | |||