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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

 

Date of report (Date of earliest event reported): April 14, 2020

 

 

 

DAVE & BUSTER’S ENTERTAINMENT, INC.

(Exact name of registrant as specified in its charter)

 

Delaware   001-35664   35-2382255

(State or other jurisdiction

of incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification Number)

 

2481 Manana Drive

Dallas, Texas

  75220
(Address of principal executive offices)   (zip code)

 

(214) 357-9588

Registrant’s telephone number, including area code

 

Not Applicable

(Former name or former address, if changed since last report)

 

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

  ¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
     
  ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
     
  ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
     
  ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company ¨

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading Symbol(s)   Name of each exchange on which registered
Common Stock, $0.01 par value   PLAY   NASDAQ Stock Market LLC
Preferred Stock Purchase Rights   PLAY   NASDAQ Stock Market LLC

 

 

 

 

 

 

Section 8 – Other Events

 

Item 8.01 Other Events

 

Dave & Buster’s Entertainment, Inc. (the “Company”) has completed the sale of shares of common stock covered by the prospectus supplement, dated April 14, 2020, to the Company’s base prospectus, dated April 14, 2020, filed with the Securities and Exchange Commission as part of the Company’s automatic shelf registration statement. The shares sold are pending settlement. This disclosure is for informational purposes only and is not an offer to sell or the solicitation of an offer to sell any securities of the Company.

 

 

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Date: April 15, 2020

 

  DAVE & BUSTER’S ENTERTAINMENT, INC.
     
     
  By:   /s/ Robert W. Edmund
    Robert W. Edmund
    Senior Vice President, General Counsel and Secretary